Fiduciary File:
The Importance of Maintaining Proper Documentation

webinar recording

Retirement plans are designed to be long-term programs for participants to accumulate and receive benefits at retirement. As a result, plan records may cover many years of transactions. The Internal Revenue Service (IRS), as well as the Employee Retirement Income Security Act (ERISA), require plan sponsors to maintain records of a variety of documents related to the plan. Documentation is critical to assist a retirement committee in understanding the history of decisions made regarding the plan. It is also critical when addressing any legal or regulatory inquiries.

During this webinar, we cover:

  • What is a fiduciary file and who maintains it?
  • Documents that need to be included in your fiduciary file
  • Fiduciary file best practices

Interested in
a copy of the
presentation
materials and the resource guide?

Fill out the form below for instant access to the presentation PDF and guide.