Resources

Thought leadership with plan fiduciary education in mind

Webinar Recording: Best Practices in Fiduciary Governance
Webinars

Webinar Recording: Best Practices in Fiduciary Governance

Did you know that the DOL requires employers to educate retirement plan committee members on their roles and responsibilities? Recent litigation and audit activity from the Department of Labor has highlighted the challenges for employers without adequate governance and oversight. Well-run retirement plans nearly universally have the input, support, and decision-making of an entire committee with rules dictated by and accountability to the employer.

Webinar Recording: Don't Forget the Disclosures
Webinars

Webinar Recording: Don't Forget the Disclosures

Plan documents, fee disclosures, annual reports - these documents (and more) are all required participants notices as directed by ERISA. Do you know how you should deliver these notices or if you can hire an outside provider to help you engage your participants?

Webinar Recording: Recordkeeping Fee Compression
Webinars

Webinar Recording: Recordkeeping Fee Compression

During this webinar, we discuss the five areas where we feel recordkeeping vendors have tried to monetize their relationship with retirement plans: Proprietary investment management, Managed accounts, IRA rollovers, Cross-selling retail financial products, and Annuitization.

Webinar Recording: Fiduciary Fundamentals
Webinars

Webinar Recording: Fiduciary Fundamentals

Are you a retirement plan fiduciary? Do you understand what it means to be an ERISA fiduciary and the associated responsibilities? Uur “Fiduciary Fundamentals” webinar shares a piece of our Fiduciary Training Program focused on exploring and understanding fiduciary responsibilities.